Critical Deadlines
3
Response due within 3 days
↑ 2 this week
Open Notices
23
Across 6 regulators
+4 vs last week
Resolved This Month
41
Average 6.2 days to close
↓ 1.4 days faster
Compliance Score
94%
On-time response rate
↑ 3pts vs last quarter
Active Notice Queue
Sorted by urgency · All regulators
RBI DNBS — Prompt Corrective Action (PCA) Letter
CriticalDue in 2 days
CERT-In — Ransomware Preparedness Advisory — Mandatory Action
6-Hour WindowDraft ready
NBFC Ombudsman — Customer Complaint Batch (Mis-selling, Feb 2026)
8 pending14 days left
DRT Mumbai — Securitisation Application Response
Due Soon19 days
NCLT — IBC Proof of Claim Filing
Assigned24 days
RBI DNBR — SBR Upper Layer Governance Report
On Track31 days
Notices by Regulator
Peer Benchmark
Notice Load — Q1 2026
SBR Compliance Status
Scale-Based Regulation — Upper Layer
Governance Framework
Internal Ombudsman
PCA Trigger Thresholds
Co-lending Audit (2024)
All (23)
Critical (3)
Overdue (1)
Pending Response (9)
Resolved (41)
RBI DNBS — PCA Letter · Prompt Corrective Action Framework
Critical2 days
CERT-In — BFSI Ransomware Advisory — CISO Response Required
6-Hr WindowUrgent
NBFC Ombudsman — Batch of 8 Customer Complaints (Mis-selling, Feb 2026)
8 Open14 days
DRT Mumbai — Securitisation Application (S.13(4) Challenge) — ARC Corp
Due Soon19 days
Sa-Dhan / MFIN — Code of Conduct Compliance Certification Q4 FY26
Due Soon22 days
NCLT Mumbai — IBC Proof of Claim · Insolvency Proceedings
Assigned24 days
RBI DNBR — SBR Upper Layer Governance Quarterly Report
On Track31 days
MCA ROC — Annual Return FY2025-26 (Ujjivan SFB Ltd)
On Track44 days
RBI — Internal Ombudsman Appointment Compliance Report
On Track37 days
Watchlist
Peer View
Intel Feed
Comparable Notices
● LIVE
18 regulatory portals monitored · Last updated: 15 Mar 2026, 14:32 IST
RBI DNBS
SBR Upper Layer Governance Update — Q4
Circular DNBS.PD.No.47 · 47 institutions affected
47
institutions
DRT Network
S.13(4) Enforcement Surge — Mumbai DRT
Proceedings up +38% vs Q3 2025 · NBFC-MFI sector leading
+38%
vs Q3
CERT-In
BFSI Ransomware Preparedness Mandate
Advisory CERT-In/C-164E/2026 · Action required within 30 days
ACT
30 days
NBFC Ombudsman
Mis-selling Complaint Spike — MFI Sector
Category up +22% Feb 2026 · Recovery harassment also flagged
+22%
this month
MFIN
Indebtedness Verification Norms Updated
New ₹2L cap enforcement guidance · Effective Apr 2026
NEW
Apr 2026
RBI DNBR
Co-lending Audit Circular — Final Guidance
2024 circular compliance deadline · 62 NBFCs non-compliant
62
non-compliant
Portal Coverage
18 live sources monitored
●RBI DNBS
●RBI DNBR / DBR
●SEBI SCORES
●MCA21 / ROC
●DRT e-Filing
●NCLT NCLAT
●IBBI
●FIU-IND
●CERT-In
●Sa-Dhan
●MFIN
●NBFC Ombudsman
1. PCA Response
2. Ombudsman Wave
3. CERT-In 6-Hour
4. Peer Comparison
Demo Scenario 1 — RBI Action
PCA Trigger Letter Arrives at 6pm on a Thursday
Watch how LEANM handles a PCA letter from RBI DNBS — capture, classification, response drafting, escalation routing — all before your compliance team sees the email.
1
Notice Captured — Email Parser + RBI DNBS Portal Sync
LEANM detects the PCA letter from RBI DNBS portal (Circular DNBR.008/2025) at 18:02. Simultaneously captures from DNBS supervisory email channel.
Done ✓ 18:02
2
AI Classification — PCA Notice, RBI DNBS, Urgent
Notice classified: PCA Trigger, SBR Upper Layer, 30-day response window, Board resolution required. Risk score: High. Escalation: CCO + MD + Board Risk Committee.
Done ✓ 18:02
3
Routing — CCO, MD, Board Risk Committee notified
Automated alerts sent to CCO (primary), MD (cc), Company Secretary (Board agenda). WhatsApp + email + in-app.
Done ✓ 18:03
4
Response Draft Generated — Board Resolution Template Pre-filled
Draft response includes: capital adequacy roadmap template, CRAR improvement timeline, request for 60-day implementation window. Based on comparable resolutions from 3 peer institutions.
Review Needed
5
Deadline Engine Active — 30-Day Countdown Starts
Countdown: 30 days. Reminder schedule: D-7 (CCO), D-3 (MD), D-1 (MD + Board Chair). All calibrated to RBI's stated response window.
Running ✓
On-Time Rate (Q1 2026)
94%
Target: 90% — exceeded
Avg. Resolution Time
6.2d
↓ from 9.4d (Q4 2025)
Penalties Avoided (Est.)
₹2.4Cr
Since LEANM deployment
FTE Hours Saved / Week
64h
Legal + compliance + secretarial
Notice Volume by Regulator — Q1 2026
| Regulator | Received | Resolved | Pending | Avg Days | On-Time Rate |
|---|---|---|---|---|---|
| RBI DNBS / DNBR | 22 | 18 | 4 | 5.8d | 97% |
| NBFC Ombudsman | 19 | 14 | 5 | 7.1d | 89% |
| DRT / NCLT | 11 | 7 | 4 | 9.2d | 85% |
| CERT-In | 4 | 4 | 0 | 3.1d | 100% |
| MCA / ROC | 7 | 5 | 2 | 4.4d | 95% |
| SEBI / Other | 3 | 3 | 0 | 6.0d | 100% |
NBFC Ombudsman Queue
8 Open Complaints — 30-Day Resolution Tracking
All complaints classified, assigned, and being tracked. Escalation path to Internal Ombudsman configured for unresolved cases past D-22.
OC-2026-0142 — Mis-selling: Ramesh Kumar, Lucknow branch
Open14 days left
OC-2026-0143 — Recovery Harassment: Sunita Devi, Bhopal branch
Open14 days left
OC-2026-0144 — Digital Lending Disclosure: Priya Sharma, Mobile App
Open17 days left
SARFAESI Enforcement Tracker
SARFAESI Enforcement Cascade — Per Account Tracking
S.13(2) demand notices → S.13(4) possession → DRT proceedings → HC writs. Each account tracked independently with statutory deadline visibility.
CERT-In Monitor
CERT-In Compliance — Cyber Incident Reporting
6-hour initial report workflow. 30-day implementation plan tracking. BFSI advisory compliance status.